Knowledge quiz

It's time to put what you've learned to the test, get 4 right to pass this unit.

Choose the correct answer.

The internal audit team.

The control owner.

The external auditors.

The subprocess owner.

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To ensure controls are effectively designed, aligned with organizational goals, and compliant with regulations.

To test the operational effectiveness of internal controls.

To perform periodic reviews conducted by external auditors.

To gather general feedback from employees about control effectiveness.

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The test plan is marked as complete.

Remediation steps must be taken involving the control tester, issue owner, and remediation owner.

The control tester submits results in the Comments section and marks the overall rating as Pass.

The workflow is terminated immediately.

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They follow predefined rules and are part of regular assessments.

They arise from unexpected events and are informal.

They are only related to compliance incidents.

They can only be identified at the organizational level.

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The control owner activates the assessment, the subprocess owner performs the assessment, and the internal control manager reviews the results.

The internal control manager activates the assessment, the control owner performs the assessment, and the subprocess owner reviews the results.

The subprocess owner activates the assessment, the internal control manager performs the assessment, and the control owner reviews the results.

The reviewer activates the assessment, the subprocess owner performs the assessment, and the internal control manager reviews the results.